The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
Offices
Regional Offices
Atlanta Regional Office
Richard Best, Regional Director
950 East Paces Ferry, N.E., Ste. 900
Atlanta, GA 30326-1382
Tel: 404-842-7600
e-mail: atlanta@sec.gov
State jurisdiction: Georgia, North Carolina, South Carolina, Tennessee, Alabama
Boston Regional Office
Paul Levenson, Regional Director
33 Arch St., 24th Floor
Boston, MA 02110-1424
Tel: 617-573-8900
e-mail: boston@sec.gov
State jurisdiction: Connecticut, Maine, Massachusetts, New Hampshire, Vermont, Rhode Island
Chicago Regional Office
Joel R. Levin, Regional Director
175 W. Jackson Blvd., Ste. 1450
Chicago, IL 60604
Tel: 312-353-7390
e-mail: chicago@sec.gov
State jurisdiction: Illinois, Indiana, Iowa, Kentucky, Michigan, Minnesota, Missouri, Ohio, Wisconsin
Denver Regional Office
Kurt Gottschall, Regional Director
1961 Stout Street, Suite 1700
Denver, CO 80294
Tel: 303-844-1000
e-mail: denver@sec.gov
State jurisdiction: Colorado, Kansas, Nebraska, New Mexico, North Dakota, South Dakota, Wyoming
Fort Worth Regional Office
David L. Peavler, Regional Director
Burnett Plaza
801 Cherry St., Unit 18
Fort Worth, TX 76102
Tel: 817-978-3821
e-mail: dfw@sec.gov
State jurisdiction: Texas, Oklahoma, Arkansas, Kansas
(except for the exam program which is administered by the Denver Regional Office)
Los Angeles Regional Office
Michele Wein Layne, Regional Director
444 South Flower Street, Suite 900
Los Angeles, CA 90071
Tel: 323-965-3998
e-mail: losangeles@sec.gov
State jurisdiction: Arizona, Hawaii, Guam, Nevada, Southern California (zip codes 93599 and below, except for 93200-93299)
Miami Regional Office
Eric I. Bustillo, Regional Director
801 Brickell Ave., Ste. 1800
Miami, FL 33131
Tel: 305-982-6300
e-mail: miami@sec.gov
State jurisdiction: Florida, Mississippi, Louisiana, U.S. Virgin Islands, Puerto Rico
New York Regional Office
Marc Berger, Regional Director
Brookfield Place
200 Vesey St., Ste. 400
New York, NY 10281-1022
Tel: 212-336-1100
e-mail: newyork@sec.gov
State jurisdiction: New York, New Jersey
Philadelphia Regional Office
G. Jeffrey Boujoukos, Regional Director
1617 JFK Boulevard, Suite 520
Philadelphia, PA 19103
Tel: 215-597-3100
e-mail: philadelphia@sec.gov
State jurisdiction: Delaware, Maryland, Pennsylvania, Virginia, West Virginia, District of Columbia
Salt Lake Regional Office
Daniel J. Wadley, Regional Director
351 S. West Temple St., Ste. 6.100
Salt Lake City, UT 84101
Tel: 801-524-5796
e-mail: saltlake@sec.gov
State jurisdiction: Utah
San Francisco Regional Office
Erin Schneider, Regional Director
44 Montgomery St., Ste. 2800
San Francisco, CA 94104
Tel: 415-705-2500
e-mail: sanfrancisco@sec.gov
State jurisdiction: Washington, Oregon, Alaska, Montana, Idaho, Northern California (zip codes 93600 and up plus 93200-93299)
